Industry · Financial Services

AI security built for regulated finance.

Model risk frameworks, real-time controls, and audit-ready evidence — purpose-built for SR 11-7, NYDFS, and FFIEC environments.

18banks
Production Deployments
100%
BAA & Data-Resident
SR 11-7
Mapped
4wks
To First Audit
Frameworks We Cover

Compliance overlays that match how examiners read

Generic AI governance doesn't pass FFIEC review. We map to the language regulators use.

SR 11-7 Model Risk

Validation, monitoring, and challenger-model workflows mapped to OCC SR 11-7 model risk management guidance.

NYDFS Part 500

23 NYCRR 500 controls — including the 2024 AI guidance — mapped to live evidence from your model layer.

FFIEC IT Handbook

AI-specific overlays for the FFIEC Architecture, Infrastructure, and Operations booklet.

FCA & PRA

Equivalent UK supervisory expectations for model risk and AI governance covered for international banks.

Basel & Capital

Tie AI control posture to operational risk capital calculations where required.

SOC 2 + ISO 27001

Cross-mapped so your existing audit infrastructure picks up AI controls without doubling work.

Use Cases We've Shipped

From advisory copilots to fraud detection

Concrete, production-grade deployments across the front, middle, and back office.

Wealth Management Copilots

Advisor copilots with full PII redaction, citation verification, and FINRA-aligned audit trails.

Front Office

AML & Fraud Models

Model risk monitoring, drift detection, and challenger validation for production AML systems.

Risk

Loan Underwriting

Adverse-action logging, fairness monitoring, and reason-code generation aligned to ECOA and Reg B.

Lending

Trading Surveillance

Behavioral models for market abuse detection — tested against MAR, MAD II, and SEC Rule 15c3-5.

Capital Markets
Frequently Asked

Questions teams ask before deploying

Straightforward answers about scope, integration, data handling, and rollout.

Are you OCC heritage SR 11-7 ready?

Yes. Our compliance pack ships pre-mapped, and we have former Big 4 model risk consultants on the deployment team.

Do you support data residency?

Single-tenant deployments in your VPC across all major US, EU, UK, APAC, and Canadian regions. No data leaves your boundary.

How do you handle adverse-action logging?

Stack Compli captures reason codes, model version, input features, and decision rationale per inference — exportable as ECOA-compliant adverse action notices.

Can you sit alongside our existing model risk tooling?

Yes. We integrate with most major MRM platforms (SAS Model Manager, Domino, Dataiku Govern) as a complementary AI-runtime layer.

Ready to See It Live

Talk to our financial services team

Bankers and former examiners on staff. We speak SR 11-7.